Before we can sign your client up to one of our services we need to make sure that we have assessed specific key areas of their requirements. These are:
This is not just a regulatory requirement; we need this information to ensure that we are providing the best possible service for you and your client, and that what we provide meets their expectations.
The attached document is designed to help us achieve this. However, we would also like the client to have read our 'Understanding Investment Risk' brochure, to ensure that they are aware of how different investments may or may not be suitable for them.